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The Capital Markets Board has approved the authorisation of HSBC Bank A.Ş., effective from 1 January 2016, to conduct the following activities and provide the following services:

  • Reception and Transmission of Orders
  • Execution of Orders
  • Dealing on Own Account
  • Limited Custody Services
  • General Custody Services

Click here to view the authorisation certificate.

Information on the Authorisation Certificate

  Date of Issue Number
Authorisation Certificate Held 02/02/2016 BNK-040 (073)

Authorised Investment Services and Activities

1. Reception and Transmission of Orders Domestic Overseas
1.i. Shares Authorised -
1.ii. Other Securities - -
1.iii. Leveraged Trading Transactions - -
1.iv. Equity Derivatives Authorised Authorised
1.v. Equity Index Derivatives Authorised Authorised
1.vi. Other Derivatives Authorised Authorised
2. Execution of Orders Domestic Overseas
2.i. Shares - -
2.ii. Other Securities Authorised -
2.iii. Leveraged Trading Transactions - -
2.iv. Equity Derivatives - -
2.v. Equity Index Derivatives - -
2.vi. Other Derivatives - -
3. Dealing on Own Account Domestic
3.i. Shares -
3.ii. Other Securities Authorised
3.iii. Leveraged Trading Transactions -
3.iv. Equity Derivatives -
3.v. Equity Index Derivatives -
3.vi. Other Derivatives Authorised
4. Individual Portfolio Management -
5. Investment Advisory Activity -
6. Intermediation for Public Offering -
6.1. Underwriting -
6.2. Best-Effort -
7. Custody Services  
7.1. Limited Custody Services Authorised
7.2. General Custody Services Authorised

Authorisations Held for Ancillary Services

Furthermore, pursuant to a decision of the Capital Markets Board, the Company has also been authorised to provide the following ancillary services.

Ancillary Services Authorised to Be Provided
A. Provision of consultancy services relating to capital markets -
B. Provision of credit or loans -
C. Provision of foreign exchange services Authorised
D. Provision of general investment advice Authorised
E. Provision of services relating to underwriting -
F. Provision of intermediary services in securing financing Authorised
G. Provision of wealth management and financial planning services Authorised